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Morgan S Quagliata
Morgan Sarah Quagliata, Morgan Quagliata
CRD#: 7261081
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 13355 NOEL RD
DALLAS, TX 75240
Registration History
2021202220232024202520262 FIRMS2021 - Present (3 years)
License(s)

State Registrations

B
Arizona 1/10/2023

B
New Jersey 9/26/2023

B
Arkansas 3/29/2022

B
New Mexico 3/29/2022

B
California 4/13/2023

B
New York 6/18/2024

B
Colorado 3/29/2022

B
North Carolina 12/12/2023

B
Florida 3/29/2022

B
Oklahoma 3/29/2022

B
Georgia 1/29/2024

B
Rhode Island 10/12/2023

B
Louisiana 3/29/2022

B
Texas 11/10/2021

B
Maryland 2/8/2023

IA
Texas 11/10/2021

B
Minnesota 7/15/2024

B
Wisconsin 5/8/2023

B
Montana 1/13/2025

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
13355 NOEL RD, DALLAS, TX 75240
Registered with this firm since 11/10/2021

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
13355 NOEL RD, DALLAS, TX 75240
Registered with this firm since 10/8/2021

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.