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Clayton Keyes
Clayton W Keyes
CRD#: 7260888
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 3000 Schwab Way
Westlake, TX 76262
Registration History
202120222023202420252 FIRMS2021 - 2022 (1 year)2 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
Alabama 1/12/2023

B
Nebraska 1/12/2023

B
Alaska 1/12/2023

B
Nevada 1/12/2023

B
Arizona 1/12/2023

B
New Hampshire 1/12/2023

B
Arkansas 1/12/2023

B
New Jersey 1/12/2023

B
California 1/12/2023

B
New Mexico 1/12/2023

B
Colorado 1/12/2023

B
New York 1/12/2023

B
Connecticut 1/12/2023

B
North Carolina 1/12/2023

B
Delaware 1/12/2023

B
North Dakota 1/12/2023

B
District of Columbia 1/12/2023

B
Ohio 1/12/2023

B
Florida 1/12/2023

B
Oklahoma 1/12/2023

B
Georgia 1/12/2023

B
Oregon 1/12/2023

B
Hawaii 1/12/2023

B
Pennsylvania 1/12/2023

B
Idaho 1/12/2023

B
Puerto Rico 1/12/2023

B
Illinois 1/12/2023

B
Rhode Island 1/12/2023

B
Indiana 1/12/2023

B
South Carolina 1/12/2023

B
Iowa 1/12/2023

B
South Dakota 1/12/2023

B
Kansas 1/12/2023

B
Tennessee 1/12/2023

B
Kentucky 1/12/2023

B
Texas 1/12/2023

B
Louisiana 1/12/2023

IA
Texas 1/12/2023

B
Maine 1/12/2023

B
Utah 1/12/2023

B
Maryland 1/12/2023

B
Vermont 1/12/2023

B
Massachusetts 1/12/2023

B
Virgin Islands 1/12/2023

B
Michigan 1/12/2023

B
Virginia 1/12/2023

B
Minnesota 1/12/2023

B
Washington 1/12/2023

B
Mississippi 1/12/2023

B
West Virginia 1/12/2023

B
Missouri 1/12/2023

B
Wisconsin 1/12/2023

B
Montana 1/12/2023

B
Wyoming 1/12/2023

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
3000 Schwab Way, Westlake, TX 76262
Registered with this firm since 1/12/2023

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
3000 Schwab Way, Westlake, TX 76262
Registered with this firm since 1/12/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/10/2021 - 11/28/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) FRISCO, TX
B
10/11/2021 - 11/28/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) FRISCO, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.