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ETHAN BRODER
Ethan Lehn Broder, Ethan Broder
CRD#: 7260796
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1525 W WT HARRIS BLVD 5TH FL
[CLT-RCAST]
CHARLOTTE, NC 28262
Registration History
2021202220232024202520262 FIRMS2021 - 2023 (1 year)2 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
North Carolina 4/26/2023

IA
North Carolina 4/26/2023

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1525 W WT HARRIS BLVD 5TH FL [CLT-RCAST], CHARLOTTE, NC 28262
Registered with this firm since 4/26/2023

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1525 W WT HARRIS BLVD 5TH FL [CLT-RCAST], CHARLOTTE, NC 28262
Registered with this firm since 4/26/2023

Previous Registration(s)
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IA
12/15/2021 - 02/09/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CHARLOTTE, NC
B
10/07/2021 - 02/09/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CHARLOTTE, NC
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.