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Detailed Report
Tyler Vasquez
Tyler Richard Vasquez
CRD#: 7260149
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Investment Adviser
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Previous Broker
THREE ARCH WEALTH MANAGEMENT LLCCRD#: 333733 300 SPECTRUM CENTER DRIVE
SUITE 1030
IRVINE, CA 92618
Registration History
2020202120222023202420252026IATHREE ARCH WEALTH MANAGEMENT LLC (CRD# 333733)2025 - Present (<1 year)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2020 - 2022 (1 year)IAINDEX FUND ADVISORS, INC. (CRD# 109143)2022 - 2025 (2 years)
License(s)

State Registrations

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California 1/8/2025
Current Registration(s)
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THREE ARCH WEALTH MANAGEMENT LLC (CRD#:333733)
300 SPECTRUM CENTER DRIVE SUITE 1030, IRVINE, CA 92618
Registered with this firm since 1/8/2025
Previous Registration(s)
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 02/14/2022 - 01/10/2025 INDEX FUND ADVISORS, INC. (CRD#:109143) IRVINE, CA
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 07/10/2020 - 01/22/2022 J.P. MORGAN SECURITIES LLC (CRD#:79) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.