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Richie Newton-Jamal Pinnock
Richie Pinnock
CRD#: 7256676
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 3455 PEACHTREE RD NE
ATLANTA, GA 30326
Registration History
20202021202220232024202520262 FIRMS2020 - Present (4 years)
License(s)

State Registrations

B
Alabama 11/10/2020

B
Nebraska 11/10/2020

B
Alaska 11/10/2020

B
Nevada 11/10/2020

B
Arizona 11/10/2020

B
New Hampshire 11/10/2020

B
Arkansas 11/10/2020

B
New Jersey 11/10/2020

B
California 11/10/2020

B
New Mexico 11/10/2020

B
Colorado 11/10/2020

B
New York 11/10/2020

B
Connecticut 11/10/2020

B
North Carolina 11/10/2020

B
Delaware 11/10/2020

B
North Dakota 11/10/2020

B
District of Columbia 11/10/2020

B
Ohio 11/11/2020

B
Florida 11/10/2020

B
Oklahoma 11/10/2020

B
Georgia 10/1/2020

B
Oregon 11/10/2020

IA
Georgia 10/2/2020

B
Pennsylvania 11/10/2020

B
Hawaii 11/10/2020

B
Puerto Rico 11/10/2020

B
Idaho 11/10/2020

B
Rhode Island 11/10/2020

B
Illinois 11/10/2020

B
South Carolina 11/10/2020

B
Indiana 11/10/2020

B
South Dakota 11/10/2020

B
Iowa 11/10/2020

B
Tennessee 11/10/2020

B
Kansas 11/10/2020

B
Texas 11/10/2020

B
Kentucky 11/10/2020

IA
Texas 11/10/2020

B
Louisiana 11/10/2020

B
Utah 11/10/2020

B
Maine 11/10/2020

B
Vermont 11/10/2020

B
Maryland 11/10/2020

B
Virgin Islands 11/10/2020

B
Massachusetts 11/10/2020

B
Virginia 11/10/2020

B
Michigan 11/10/2020

B
Washington 11/10/2020

B
Minnesota 11/10/2020

B
West Virginia 11/10/2020

B
Mississippi 11/10/2020

B
Wisconsin 11/10/2020

B
Missouri 11/10/2020

B
Wyoming 11/10/2020

B
Montana 11/10/2020

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3455 PEACHTREE RD NE, ATLANTA, GA 30326
Registered with this firm since 10/2/2020

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3455 PEACHTREE RD NE, ATLANTA, GA 30326
Registered with this firm since 9/3/2020

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.