Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Rachel E Long
CRD#: 7252674
IA
Investment Adviser
B
Broker
HANTZ FINANCIAL SERVICES, INC.CRD#: 46047 1540 S. HOLLAND-SYLVANIA
MAUMEE, OH 43537
Registration History
2021202220232024202520262 FIRMS2021 - Present (3 years)
License(s)

State Registrations

B
Arizona 12/7/2023
B
North Carolina 1/25/2024
B
California 10/30/2024
B
Ohio 11/12/2021
B
Florida 12/7/2023
IA
Ohio 11/12/2021
B
Illinois 1/25/2024
B
Pennsylvania 1/25/2024
B
Indiana 12/26/2023
B
South Carolina 1/25/2024
B
Kentucky 11/26/2024
B
Texas 1/25/2024
B
Michigan 12/26/2023
B
Utah 8/16/2024
B
Minnesota 1/25/2024
B
Washington 11/26/2024
B
Montana 1/25/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
HANTZ FINANCIAL SERVICES, INC. (CRD#:46047)
1540 S. HOLLAND-SYLVANIA, MAUMEE, OH 43537
Registered with this firm since 11/12/2021
B
HANTZ FINANCIAL SERVICES, INC. (CRD#:46047)
1540 S. HOLLAND-SYLVANIA, MAUMEE, OH 43537
Registered with this firm since 8/6/2021
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.