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Roger Veome
CRD#: 7252595
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 120 S Riverside
Suite 700
Chicago, IL 60606
Registration History
2021202220232024202520262 FIRMS2021 - 2022 (1 year)2 FIRMS2022 - Present (2 years)
License(s)

State Registrations

B
Alabama 10/13/2023

B
Minnesota 1/3/2023

B
Arizona 1/3/2023

B
New Jersey 1/3/2023

B
California 1/3/2023

B
New York 1/3/2023

B
Colorado 1/3/2023

B
North Carolina 1/4/2023

B
Connecticut 10/13/2023

B
Ohio 1/3/2023

B
Florida 1/3/2023

B
Oregon 10/13/2023

B
Georgia 1/3/2023

B
Pennsylvania 1/18/2024

B
Illinois 9/16/2022

B
Tennessee 1/3/2023

IA
Illinois 9/16/2022

B
Texas 1/3/2023

B
Indiana 1/3/2023

IA
Texas 10/20/2023

B
Iowa 1/3/2023

B
Virginia 10/13/2023

B
Massachusetts 1/9/2025

B
Washington 5/2/2024

B
Michigan 1/3/2023

B
Wisconsin 1/3/2023

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
120 S Riverside Suite 700, Chicago, IL 60606
Registered with this firm since 9/16/2022

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
120 S Riverside Suite 700, Chicago, IL 60606
Registered with this firm since 9/16/2022

Previous Registration(s)
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IA
08/06/2021 - 09/07/2022 NUVEEN ASSET MANAGEMENT, LLC (CRD#:155584) CHICAGO, IL
B
08/06/2021 - 09/07/2022 NUVEEN SECURITIES, LLC (CRD#:469) CHICAGO, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.