Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Brandon Robert Reitz
Brandon Reitz
CRD#: 7251572
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 880 CARILLON PARKWAY
ST. PETERSBURG, FL 33716
Registration History
2021202220232024202520262 FIRMS2022 - Present (2 years)BNEWMARK SECURITIES, LLC (CRD# 309193)2022 - 2022 (<1 year)BCANTOR FITZGERALD & CO. (CRD# 134)2021 - 2022 (<1 year)
License(s)

State Registrations

B
Alabama 11/8/2022
B
Montana 11/8/2022
B
Alaska 11/8/2022
B
Nebraska 11/8/2022
B
Arizona 11/8/2022
B
Nevada 11/8/2022
B
Arkansas 11/8/2022
B
New Hampshire 11/8/2022
B
California 11/8/2022
B
New Jersey 11/8/2022
B
Colorado 7/28/2022
B
New Mexico 11/8/2022
B
Connecticut 11/8/2022
B
New York 11/8/2022
B
Delaware 11/8/2022
B
North Carolina 11/9/2022
B
District of Columbia 7/28/2022
B
North Dakota 11/8/2022
B
Florida 7/14/2022
B
Ohio 7/29/2022
IA
Florida 11/17/2022
B
Oklahoma 11/8/2022
B
Georgia 11/8/2022
B
Oregon 11/8/2022
B
Hawaii 11/8/2022
B
Pennsylvania 11/8/2022
B
Idaho 11/8/2022
B
Puerto Rico 5/24/2024
B
Illinois 11/8/2022
B
Rhode Island 11/8/2022
B
Indiana 11/8/2022
B
South Carolina 11/8/2022
B
Iowa 11/8/2022
B
South Dakota 11/8/2022
B
Kansas 11/8/2022
B
Tennessee 11/8/2022
B
Kentucky 11/8/2022
B
Texas 11/8/2022
B
Louisiana 7/28/2022
B
Utah 11/8/2022
B
Maine 11/8/2022
B
Vermont 11/8/2022
B
Maryland 7/28/2022
B
Virgin Islands 11/8/2022
B
Massachusetts 11/8/2022
B
Virginia 11/8/2022
B
Michigan 11/8/2022
B
Washington 11/8/2022
B
Minnesota 11/8/2022
B
West Virginia 11/8/2022
B
Mississippi 11/8/2022
B
Wisconsin 11/8/2022
B
Missouri 11/8/2022
B
Wyoming 11/8/2022

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
880 CARILLON PARKWAY, ST. PETERSBURG, FL 33716
Registered with this firm since 11/17/2022
B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
880 CARILLON PARKWAY, ST. PETERSBURG, FL 33716
Registered with this firm since 7/14/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 05/17/2022 - 07/06/2022 NEWMARK SECURITIES, LLC (CRD#:309193) NEW YORK, NY
B
 12/18/2021 - 07/06/2022 CANTOR FITZGERALD & CO. (CRD#:134) Jacksonville, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.