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Detailed Report
GARY BRETT SECKENDORF
CRD#: 725111
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 2500 WESTCHESTER AVE
[PU-RBO]
PURCHASE, NY 10577
Registration History
1985199019952000200520102015202020252 FIRMS2003 - Present (21 years)BQUICK & REILLY, INC. (CRD# 11217)2001 - 2003 (1 year)BMORGAN STANLEY DW INC. (CRD# 7556)1997 - 2001 (4 years)BFOURTEEN RESEARCH CORPORATION (CRD# 6703)1986 - 1988 (2 years)BNORTH COUNTRY SECURITIES, LTD. (CRD# 7097)1983 - 1986 (2 years)BFOURTEEN RESEARCH CORPORATION (CRD# 6703)1982 - 1983 (1 year)BINDIVIDUAL'S SECURITIES LTD. (CRD# 7279)1981 - 1982 (1 year)IAQUICK & REILLY, INC. (CRD# 11217)2002 - 2003 (<1 year)
Disclosure(s)
View By:
5/9/2008
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 1/12/2018
B
New Jersey 7/22/2003
B
California 4/29/2005
IA
New Jersey 8/1/2003
B
Colorado 8/1/2003
B
New York 7/22/2003
B
Connecticut 7/22/2003
IA
New York 7/27/2021
B
Delaware 7/11/2016
B
North Carolina 4/12/2024
B
Florida 7/22/2003
B
South Carolina 3/4/2025
B
Georgia 3/20/2018
B
Texas 1/9/2018
B
Maine 1/11/2018
IA
Texas 1/9/2018
B
Maryland 4/26/2006
B
Virginia 1/9/2006
B
Nevada 8/1/2003

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
2500 WESTCHESTER AVE [PU-RBO], PURCHASE, NY 10577
Registered with this firm since 8/1/2003
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
2500 WESTCHESTER AVE [PU-RBO], PURCHASE, NY 10577
Registered with this firm since 7/22/2003
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 12/16/2002 - 06/16/2003 QUICK & REILLY, INC. (CRD#:11217) CORAL GABLES, FL
B
 11/23/2001 - 06/16/2003 QUICK & REILLY, INC. (CRD#:11217) NEW YORK, NY
B
 03/27/1997 - 11/13/2001 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
B
 05/19/1986 - 10/27/1988 FOURTEEN RESEARCH CORPORATION (CRD#:6703)
B
 10/11/1983 - 05/19/1986 NORTH COUNTRY SECURITIES, LTD. (CRD#:7097)
B
 07/19/1982 - 09/08/1983 FOURTEEN RESEARCH CORPORATION (CRD#:6703)
B
 02/23/1981 - 07/23/1982 INDIVIDUAL'S SECURITIES LTD. (CRD#:7279)
FINRA expelled the firm on 01/04/1990
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.