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Yiping Wang
Arcy Wang
CRD#: 7250289
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 3700 BUFFALO SPEEDWAY
HOUSTON, TX 77098
Registration History
20202021202220232024202520262 FIRMS2020 - Present (4 years)
License(s)

State Registrations

B
Arizona 9/10/2020

B
Michigan 9/10/2020

B
California 9/10/2020

B
New Jersey 3/8/2021

B
Colorado 9/10/2020

B
New York 3/8/2021

B
Connecticut 9/10/2020

B
North Carolina 1/21/2021

B
Delaware 9/10/2020

B
Tennessee 8/17/2022

B
Florida 9/10/2020

B
Texas 8/5/2020

B
Idaho 3/15/2022

IA
Texas 8/5/2020

B
Illinois 9/10/2020

B
Utah 2/15/2023

B
Indiana 1/29/2021

B
Virginia 5/4/2021

B
Kansas 9/10/2020

B
Washington 6/18/2021

B
Louisiana 2/2/2023

B
Wyoming 9/10/2020

B
Massachusetts 9/10/2020

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3700 BUFFALO SPEEDWAY, HOUSTON, TX 77098
Registered with this firm since 8/5/2020

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3700 BUFFALO SPEEDWAY, HOUSTON, TX 77098
Registered with this firm since 7/2/2020

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.