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Detailed Report
BENJAMIN EDWIN BOLEN
BEN EDWIN BOLEN, BENJAMIN Edwin BOLEN, BENJAMIN BOLEN
CRD#: 7249818
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 2015 WASHTENAW AVE
ANN ARBOR, MI 48104
Registration History
20202021202220232024202520262 FIRMS2020 - 2021 (1 year)2 FIRMS2021 - 2023 (1 year)2 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
Arizona 6/24/2024
IA
Michigan 6/28/2023
B
Michigan 6/28/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
2015 WASHTENAW AVE, ANN ARBOR, MI 48104
Registered with this firm since 6/28/2023
B
LPL FINANCIAL LLC (CRD#:6413)
2015 WASHTENAW AVE, ANN ARBOR, MI 48104
Registered with this firm since 6/28/2023
Previous Registration(s)
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IA
 10/19/2021 - 05/23/2023 FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590) COVINGTON, KY
B
 10/07/2021 - 05/22/2023 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) COVINGTON, KY
IA
 10/07/2020 - 09/15/2021 EQUITABLE ADVISORS, LLC (CRD#:6627) TROY, MI
B
 08/19/2020 - 09/15/2021 EQUITABLE ADVISORS, LLC (CRD#:6627) TROY, MI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.