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Detailed Report
Eric Jia-Yuan Chu
Eric Sih-Pei Chu
CRD#: 7249814
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 55 South Lake Avenue Pasadena Towers - Tower II
Suite 700
Pasadena, CA 91101
Registration History
2020202120222023202420252026IAMORGAN STANLEY (CRD# 149777)2023 - Present (2 years)BMORGAN STANLEY (CRD# 149777)2022 - Present (2 years)BU.S. BANCORP INVESTMENTS, INC. (CRD# 17868)2020 - 2022 (2 years)
License(s)

State Registrations

B
Alabama 4/12/2023
B
Missouri 4/12/2023
B
Alaska 4/12/2023
B
Montana 4/12/2023
B
Arizona 4/12/2023
B
Nebraska 7/31/2024
B
Arkansas 4/12/2023
B
Nevada 4/12/2023
B
California 10/24/2022
B
New Hampshire 4/12/2023
IA
California 3/30/2023
B
New Jersey 4/12/2023
B
Colorado 4/12/2023
B
New Mexico 4/12/2023
B
Connecticut 4/12/2023
B
New York 4/12/2023
B
Delaware 11/8/2023
B
North Carolina 4/12/2023
B
District of Columbia 4/12/2023
B
Ohio 4/13/2023
B
Florida 4/12/2023
B
Oklahoma 4/12/2023
B
Georgia 4/12/2023
B
Oregon 4/12/2023
B
Hawaii 4/12/2023
B
Pennsylvania 4/12/2023
B
Idaho 4/12/2023
B
Rhode Island 11/8/2023
B
Illinois 4/12/2023
B
South Carolina 4/12/2023
B
Indiana 11/8/2023
B
South Dakota 4/12/2023
B
Iowa 11/8/2023
B
Tennessee 4/12/2023
B
Kansas 4/12/2023
B
Texas 4/12/2023
B
Kentucky 4/12/2023
IA
Texas 4/13/2023
B
Louisiana 4/12/2023
B
Utah 4/12/2023
B
Maine 11/8/2023
B
Vermont 4/12/2023
B
Maryland 4/12/2023
B
Virginia 4/12/2023
B
Massachusetts 4/12/2023
B
Washington 4/12/2023
B
Michigan 11/8/2023
B
West Virginia 11/8/2023
B
Minnesota 4/12/2023
B
Wisconsin 4/12/2023
B
Mississippi 4/12/2023
B
Wyoming 11/8/2023

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
55 South Lake Avenue Pasadena Towers - Tower II Suite 700, Pasadena, CA 91101
Registered with this firm since 3/30/2023
B
MORGAN STANLEY (CRD#:149777)
55 South Lake Avenue Pasadena Towers - Tower II Suite 700, Pasadena, CA 91101
Registered with this firm since 10/24/2022
Previous Registration(s)
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B
 08/27/2020 - 10/11/2022 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) ARCADIA, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.