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Detailed Report
REID VICTOR HAM
Reid Ham
CRD#: 7249760
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 4601 TOUCHTON RD EAST, BLDG 400
JACKSONVILLE, FL 32246-4484
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 4601 TOUCHTON RD EAST, BLDG 400
JACKSONVILLE, FL 32246
Registration History
20202021202220232024202520262 FIRMS2023 - Present (1 year)BPRUCO SECURITIES, LLC. (CRD# 5685)2020 - 2022 (1 year)IAPRUDENTIAL FINANCIAL PLANNING ... (CRD# 5685)2021 - 2022 (<1 year)
License(s)

State Registrations

B
Alabama 10/24/2023
B
Montana 10/24/2023
B
Alaska 10/24/2023
B
Nebraska 10/24/2023
B
Arizona 10/24/2023
B
Nevada 10/24/2023
B
Arkansas 10/24/2023
B
New Hampshire 10/24/2023
B
California 10/24/2023
B
New Jersey 10/24/2023
B
Colorado 10/24/2023
B
New Mexico 10/24/2023
B
Connecticut 10/24/2023
B
New York 10/24/2023
B
Delaware 10/24/2023
B
North Carolina 10/24/2023
B
District of Columbia 10/24/2023
B
North Dakota 10/24/2023
B
Florida 10/19/2023
B
Ohio 10/25/2023
IA
Florida 11/15/2023
B
Oklahoma 10/24/2023
B
Georgia 10/24/2023
B
Oregon 10/24/2023
B
Hawaii 10/24/2023
B
Pennsylvania 10/24/2023
B
Idaho 10/24/2023
B
Puerto Rico 10/24/2023
B
Illinois 10/24/2023
B
Rhode Island 10/24/2023
B
Indiana 10/24/2023
B
South Carolina 10/24/2023
B
Iowa 10/24/2023
B
South Dakota 10/24/2023
B
Kansas 10/24/2023
B
Tennessee 10/24/2023
B
Kentucky 10/24/2023
B
Texas 10/24/2023
B
Louisiana 10/24/2023
IA
Texas 11/2/2023
B
Maine 10/24/2023
B
Utah 10/24/2023
B
Maryland 10/24/2023
B
Vermont 10/24/2023
B
Massachusetts 10/24/2023
B
Virginia 10/24/2023
B
Michigan 10/24/2023
B
Washington 10/24/2023
B
Minnesota 10/24/2023
B
West Virginia 10/24/2023
B
Mississippi 10/24/2023
B
Wisconsin 10/24/2023
B
Missouri 10/24/2023
B
Wyoming 10/24/2023

SRO Registrations

B
 FINRA
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
4601 TOUCHTON RD EAST, BLDG 400, JACKSONVILLE, FL 32246-4484
Registered with this firm since 11/2/2023
B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
4601 TOUCHTON RD EAST, BLDG 400, JACKSONVILLE, FL 32246
JACKSONVILLE BEACH, FL
Registered with this firm since 10/19/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 11/30/2021 - 06/24/2022 PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685) Jacksonville, FL
B
 07/24/2020 - 06/24/2022 PRUCO SECURITIES, LLC. (CRD#:5685) Jacksonville, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.