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Detailed Report
Juan Garza
John Joe Garza, Juan J Garza, Juan Jose Garza
CRD#: 7247370
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 10777 SUNSET OFFICE DR
SUITE 316
ST LOUIS, MO 63127
Registration History
20202021202220232024202520262 FIRMS2020 - 2022 (1 year)2 FIRMS2022 - Present (2 years)
License(s)

State Registrations

B
Alabama 1/26/2023
IA
Missouri 9/12/2022
B
Arizona 1/6/2023
B
New Mexico 1/6/2023
B
California 1/6/2023
B
New York 1/26/2023
B
Colorado 1/26/2023
B
North Carolina 9/16/2024
B
Florida 1/26/2023
B
Ohio 1/14/2025
B
Georgia 1/26/2023
B
Oklahoma 1/26/2023
B
Illinois 1/6/2023
B
Pennsylvania 8/2/2023
B
Kentucky 1/26/2023
B
South Carolina 1/6/2023
B
Maryland 1/26/2023
B
Tennessee 11/21/2022
B
Massachusetts 9/13/2023
B
Texas 12/16/2022
B
Missouri 9/12/2022
IA
Texas 12/21/2022

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
10777 SUNSET OFFICE DR SUITE 316, ST LOUIS, MO 63127
Registered with this firm since 9/12/2022
B
EDWARD JONES (CRD#:250)
10777 SUNSET OFFICE DR SUITE 316, ST LOUIS, MO 63127
Registered with this firm since 9/12/2022
Previous Registration(s)
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IA
 09/18/2020 - 04/12/2022 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) ST LOUIS, MO
B
 07/30/2020 - 04/12/2022 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) ST LOUIS, MO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.