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MICHAEL DARION SIMON
MICHAEL SIMON
CRD#: 7245811
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 49 NORTH 400 WEST
SALT LAKE CITY, UT 84101
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 BELLFLOWER, CA
Registration History
2020202120222023202420252 FIRMS2020 - 2021 (<1 year)2 FIRMS2021 - Present (3 years)
License(s)

State Registrations

B
Alabama 7/9/2021

B
Nebraska 7/9/2021

B
Alaska 7/9/2021

B
Nevada 7/9/2021

B
Arizona 7/9/2021

B
New Hampshire 7/9/2021

B
Arkansas 7/9/2021

B
New Jersey 7/9/2021

B
California 6/14/2021

B
New Mexico 7/9/2021

IA
California 7/26/2021

B
New York 7/9/2021

B
Colorado 7/9/2021

B
North Carolina 7/9/2021

B
Connecticut 7/9/2021

B
North Dakota 7/9/2021

B
Delaware 7/9/2021

B
Ohio 7/12/2021

B
District of Columbia 7/9/2021

B
Oklahoma 7/9/2021

B
Florida 7/9/2021

B
Oregon 7/9/2021

B
Georgia 7/9/2021

B
Pennsylvania 7/9/2021

B
Hawaii 7/9/2021

B
Puerto Rico 7/9/2021

B
Idaho 7/9/2021

B
Rhode Island 7/9/2021

B
Illinois 7/9/2021

B
South Carolina 7/9/2021

B
Indiana 7/9/2021

B
South Dakota 7/9/2021

B
Iowa 7/9/2021

B
Tennessee 7/9/2021

B
Kansas 7/9/2021

B
Texas 7/9/2021

B
Kentucky 7/9/2021

IA
Texas 7/26/2021

B
Louisiana 7/9/2021

B
Utah 7/9/2021

B
Maine 7/9/2021

B
Vermont 7/9/2021

B
Maryland 7/9/2021

B
Virgin Islands 7/9/2021

B
Massachusetts 7/9/2021

B
Virginia 7/9/2021

B
Michigan 7/9/2021

B
Washington 7/9/2021

B
Minnesota 7/9/2021

B
West Virginia 7/9/2021

B
Mississippi 7/9/2021

B
Wisconsin 7/9/2021

B
Missouri 7/9/2021

B
Wyoming 7/9/2021

B
Montana 7/9/2021

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
49 NORTH 400 WEST, SALT LAKE CITY, UT 84101
Registered with this firm since 7/26/2021

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
BELLFLOWER, CA
Registered with this firm since 6/14/2021

Previous Registration(s)
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IA
11/20/2020 - 04/29/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) BELLFLOWER, CA
B
10/22/2020 - 04/29/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) BELLFLOWER, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.