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Detailed Report
SANDRA RUIZ
CRD#: 7245806
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 7310 DAY CREEK BLVD
RANCHO CUCAMONGA, CA 91739-8035
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 7310 DAY CREEK BLVD.
RANCHO CUCAMONGA, CA 91739
Registration History
20212022202320242025IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2024 - Present (<1 year)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2021 - Present (3 years)
License(s)

State Registrations

B
Arizona 11/28/2022
B
Minnesota 11/28/2022
B
California 11/23/2021
B
Missouri 11/28/2022
IA
California 5/23/2024
B
New Jersey 11/28/2022
B
Colorado 11/28/2022
B
New York 11/28/2022
B
Connecticut 11/28/2022
B
North Carolina 11/28/2022
B
Florida 11/28/2022
B
Ohio 11/29/2022
B
Georgia 11/28/2022
B
Pennsylvania 11/28/2022
B
Illinois 11/28/2022
B
Texas 11/28/2022
B
Indiana 11/28/2022
IA
Texas 5/23/2024
B
Maryland 11/28/2022
B
Virginia 11/28/2022
B
Massachusetts 11/28/2022
B
Washington 11/28/2022
B
Michigan 11/28/2022
B
Wisconsin 11/28/2022

SRO Registrations

B
 FINRA
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
7310 DAY CREEK BLVD, RANCHO CUCAMONGA, CA 91739-8035
Registered with this firm since 5/23/2024
B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
7310 DAY CREEK BLVD., RANCHO CUCAMONGA, CA 91739
ONTARIO, CA
Registered with this firm since 8/5/2021
For additional information about investment advisers or broker-dealers, please visit
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.