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Anthony John Lopipero
CRD#: 7245000
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 1610 ARDEN WAY
SACRAMENTO, CA 95815
Registration History
20202021202220232024202520262 FIRMS2020 - Present (4 years)
License(s)

State Registrations

B
Alaska 7/27/2023

B
Nevada 12/12/2022

B
Arizona 12/12/2022

B
New York 12/12/2022

B
California 10/16/2020

B
North Carolina 12/12/2022

IA
California 10/16/2020

B
Ohio 12/12/2022

B
Colorado 12/12/2022

B
Oregon 12/12/2022

B
Delaware 12/12/2022

B
Pennsylvania 12/12/2022

B
District of Columbia 12/12/2022

B
South Carolina 12/12/2022

B
Florida 12/12/2022

B
Tennessee 12/12/2022

B
Hawaii 12/12/2022

B
Texas 12/8/2022

B
Indiana 12/12/2022

IA
Texas 12/8/2022

B
Maine 12/12/2022

B
Virginia 12/12/2022

B
Maryland 12/12/2022

B
Washington 12/12/2022

B
Massachusetts 12/12/2022

B
Wisconsin 12/12/2022

B
Michigan 12/12/2022

B
Wyoming 12/12/2022

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
1610 ARDEN WAY, SACRAMENTO, CA 95815
Registered with this firm since 10/16/2020

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
1610 ARDEN WAY, SACRAMENTO, CA 95815
Registered with this firm since 7/24/2020

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.