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C. LEWIS JOHNSON
C LEWIS JOHNSON, CARL LEWIS JOHNSON, LEW JOHNSON
CRD#: 724293
IA
B
SECURITY CAPITAL MANAGEMENTCRD#: 396 1100 9TH STREET
UNIT 1
VIENNA, WV 26105
UNIT 1
VIENNA, WV 26105
0
Disclosures
44
Years of Experience
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State Registrations
B
Alabama 8/19/2015
B
Ohio 6/1/2009
B
Florida 6/1/2009
B
Pennsylvania 6/1/2009
B
Georgia 7/10/2014
B
South Carolina 11/27/2015
B
Kentucky 10/17/2018
B
Texas 2/22/2019
B
Minnesota 1/2/2025
B
West Virginia 6/1/2009
B
North Carolina 4/16/2024
IA
West Virginia 6/2/2009
SRO Registrations
B
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IA
Registered with this firm since 6/2/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/26/1998 - 06/03/2009 | VIENNA, WV | |
B | 08/01/1997 - 06/03/2009 | VIENNA, WV | |
B | 02/23/1981 - 07/30/1997 | CHARLOTTE, NC |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.