• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Ashaben Patel
Asha Patel, Ashaben Baldevbhai Patel, Ashaben J Patel, Ashaben Jigar Patel
CRD#: 7241243
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 138 HILLSIDE AVENUE
WILLISTON PARK, NY 11596
Registration History
20202021202220232024202520262 FIRMS2021 - 2023 (2 years)2 FIRMS2023 - Present (1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2020 - 2021 (<1 year)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2021 - 2021 (<1 year)
License(s)

State Registrations

B
Arizona 12/20/2023

B
New York 12/12/2023

B
California 12/20/2023

IA
New York 12/12/2023

B
Connecticut 12/12/2023

B
North Carolina 12/12/2023

B
Florida 12/20/2023

B
Pennsylvania 12/20/2023

B
Georgia 12/20/2023

B
Texas 12/12/2023

B
New Jersey 12/12/2023

IA
Texas 12/12/2023

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
138 HILLSIDE AVENUE, WILLISTON PARK, NY 11596
Registered with this firm since 12/12/2023

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
138 HILLSIDE AVENUE, WILLISTON PARK, NY 11596
Registered with this firm since 12/12/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/28/2021 - 12/11/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) GARDEN CITY, NY
B
10/28/2021 - 12/11/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) GARDEN CITY, NY
IA
06/07/2021 - 08/09/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) GREAT NECK, NY
B
11/27/2020 - 08/09/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) GREAT NECK, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.