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Detailed Report
CARSON ANNE LUCAS
CRD#: 7241156
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 201 Saint Charles Ave
Floor 28
New Orleans, LA 70170
Registration History
2020202120222023202420252026IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2023 - Present (2 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2022 - Present (2 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2020 - 2022 (1 year)
License(s)

State Registrations

B
Alabama 11/29/2022
B
Nebraska 11/29/2022
B
Alaska 11/29/2022
B
Nevada 11/29/2022
B
Arizona 11/29/2022
B
New Hampshire 11/29/2022
B
Arkansas 11/29/2022
B
New Jersey 11/29/2022
B
California 11/29/2022
B
New Mexico 11/29/2022
B
Colorado 11/29/2022
B
New York 11/29/2022
B
Connecticut 11/29/2022
B
North Carolina 11/29/2022
B
Delaware 11/29/2022
B
North Dakota 11/29/2022
B
District of Columbia 11/29/2022
B
Ohio 11/29/2022
B
Florida 11/29/2022
B
Oklahoma 11/29/2022
B
Georgia 11/29/2022
B
Oregon 11/29/2022
B
Hawaii 11/29/2022
B
Pennsylvania 11/29/2022
B
Idaho 11/29/2022
B
Puerto Rico 11/29/2022
B
Illinois 11/29/2022
B
Rhode Island 11/29/2022
B
Indiana 11/29/2022
B
South Carolina 11/29/2022
B
Iowa 11/29/2022
B
South Dakota 11/29/2022
B
Kansas 11/29/2022
B
Tennessee 11/29/2022
B
Kentucky 11/29/2022
B
Texas 11/29/2022
B
Louisiana 11/29/2022
IA
Texas 2/11/2023
IA
Louisiana 2/11/2023
B
Utah 11/29/2022
B
Maine 11/29/2022
B
Vermont 11/29/2022
B
Maryland 11/29/2022
B
Virgin Islands 11/29/2022
B
Massachusetts 11/29/2022
B
Virginia 11/29/2022
B
Michigan 11/29/2022
B
Washington 11/29/2022
B
Minnesota 11/29/2022
B
West Virginia 11/29/2022
B
Mississippi 11/29/2022
B
Wisconsin 11/29/2022
B
Missouri 11/29/2022
B
Wyoming 11/29/2022
B
Montana 11/29/2022

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
201 Saint Charles Ave Floor 28, New Orleans, LA 70170
Registered with this firm since 2/11/2023
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
201 Saint Charles Ave Floor 28, New Orleans, LA 70170
Registered with this firm since 11/29/2022
Previous Registration(s)
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B
 07/22/2020 - 04/23/2022 J.P. MORGAN SECURITIES LLC (CRD#:79) New Orleans, LA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.