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KAITLYN BREYANN BALTZ
KAITLYN B BALTZ, KAITLYN BALTZ
CRD#: 7238705
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1000 FAIR OAKS AVE
SOUTH PASADENA, CA 91030
Registration History
20202021202220232024202520262 FIRMS2021 - 2022 (1 year)2 FIRMS2022 - 2024 (1 year)2 FIRMS2024 - Present (1 year)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2020 - 2021 (<1 year)
License(s)

State Registrations

B
California 2/5/2024

IA
California 2/6/2024

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1000 FAIR OAKS AVE, SOUTH PASADENA, CA 91030
Registered with this firm since 2/6/2024

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1000 FAIR OAKS AVE, SOUTH PASADENA, CA 91030
Registered with this firm since 2/5/2024

Previous Registration(s)
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IA
10/11/2022 - 01/19/2024 J.P. MORGAN SECURITIES LLC (CRD#:79) SOUTH PASADENA, CA
B
10/11/2022 - 01/19/2024 J.P. MORGAN SECURITIES LLC (CRD#:79) SOUTH PASADENA, CA
IA
08/16/2021 - 09/27/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) WEST COVINA, CA
B
08/16/2021 - 09/27/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) WEST COVINA, CA
B
10/23/2020 - 04/23/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) WEST COVINA, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.