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Detailed Report
JOSEPH S. SEGRETO
Joseph Salvatore Segreto, Joseph Segreto
CRD#: 7238328
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 480 N ORLANDO AVE STE C220
[F2/D8-RBO]
WINTER PARK, FL 32789
Registration History
20202021202220232024202520262 FIRMS2021 - 2024 (3 years)2 FIRMS2024 - Present (<1 year)BDAVID LERNER ASSOCIATES, INC. (CRD# 5397)2020 - 2021 (<1 year)
License(s)

State Registrations

B
Alabama 6/14/2024
B
Minnesota 6/14/2024
B
Alaska 6/14/2024
B
Mississippi 6/14/2024
B
Arizona 6/14/2024
B
New Hampshire 6/14/2024
B
Arkansas 6/14/2024
B
New Jersey 6/14/2024
B
California 6/14/2024
B
New Mexico 6/14/2024
B
Colorado 6/14/2024
B
New York 6/14/2024
B
Connecticut 6/14/2024
B
North Carolina 6/14/2024
B
Delaware 6/14/2024
B
Ohio 6/14/2024
B
Florida 6/17/2024
B
Pennsylvania 6/14/2024
IA
Florida 7/3/2024
B
Puerto Rico 6/14/2024
B
Georgia 6/14/2024
B
Rhode Island 6/14/2024
B
Iowa 6/14/2024
B
South Carolina 6/14/2024
B
Kentucky 6/14/2024
B
Tennessee 6/14/2024
B
Louisiana 6/14/2024
B
Texas 6/14/2024
B
Maryland 6/14/2024
IA
Texas 6/14/2024
B
Massachusetts 6/14/2024
B
Virginia 6/14/2024
B
Michigan 6/14/2024
B
Washington 6/14/2024

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
480 N ORLANDO AVE STE C220 [F2/D8-RBO], WINTER PARK, FL 32789
4210 NW 37TH PL STE 100, GAINESVILLE, FL 32606
Registered with this firm since 6/14/2024
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
480 N ORLANDO AVE STE C220 [F2/D8-RBO], WINTER PARK, FL 32789
4210 NW 37TH PL STE 100, GAINESVILLE, FL 32606
Registered with this firm since 6/14/2024
Previous Registration(s)
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IA
 11/29/2021 - 06/24/2024 AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363) ORLANDO, FL
B
 02/08/2021 - 06/24/2024 AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363) ORLANDO, FL
B
 07/24/2020 - 01/11/2021 DAVID LERNER ASSOCIATES, INC. (CRD#:5397) BOCA RATON, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.