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Detailed Report
SHARON H BUDNIK
WILMA SHARON BUDNIK, WILMA SHARON HAMM, SHARON H WIGGINS
CRD#: 723594
IA
Investment Adviser
B
Broker
THE STRATEGIC FINANCIAL ALLIANCECRD#: 126514 ALPHARETTA, GA
Registration History
1985199019952000200520102015202020252 FIRMS2011 - 2016 (4 years)2 FIRMS2016 - Present (8 years)IACARLYLE WEALTH PLANNING (CRD# 126298)2006 - Present (18 years)BSANDERS MORRIS HARRIS INC. (CRD# 20580)2003 - 2011 (8 years)BIFG NETWORK SECURITIES, INC. (CRD# 19948)1992 - 2003 (11 years)BPLANNED INVESTMENTS INC. (CRD# 5066)1992 - 1993 (<1 year)BDERAND/PENNINGTON/BASS, INC. (CRD# 4679)1989 - 1992 (2 years)BINTEGRATED RESOURCES EQUITY CO... (CRD# 6403)1988 - 1989 (1 year)BCARNEGIE SECURITIES CORPORATION (CRD# 14871)1986 - 1988 (2 years)BPHOENIX FINANCIAL CORPORATION (CRD# 8340)1981 - 1986 (5 years)IASANDERS MORRIS HARRIS INC. (CRD# 20580)2007 - 2011 (4 years)
Disclosure(s)
View By:
9/3/2002
Customer Dispute
Settled
8/23/2002
Customer Dispute
Settled
7/12/2001
Customer Dispute
Settled
9/15/2000
Customer Dispute
Settled
License(s)

State Registrations

IA
Georgia 12/12/2006
B
Georgia 7/20/2016

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
THE STRATEGIC FINANCIAL ALLIANCE (CRD#:126514)
ALPHARETTA, GA
FIVE CONCOURSE PARKWAY SUITE 3000, ATLANTA, GA 30328
Registered with this firm since 7/16/2016
IA
CARLYLE WEALTH PLANNING (CRD#:126298)
FIVE CONCOURSE PARKWAY SUITE 3000, ATLANTA, GA 30328
Registered with this firm since 12/12/2006
B
THE STRATEGIC FINANCIAL ALLIANCE, INC. (CRD#:126514)
ALPHARETTA, GA
FIVE CONCOURSE PARKWAY SUITE 3000, ATLANTA, GA 30328
Registered with this firm since 7/18/2016
Previous Registration(s)
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IA
 10/26/2011 - 07/19/2016 VSR ADVISORY SERVICES (CRD#:14503) ATLANTA, GA
B
 10/25/2011 - 07/19/2016 VSR FINANCIAL SERVICES, INC. (CRD#:14503) ATLANTA, GA
IA
 01/04/2007 - 10/25/2011 SANDERS MORRIS HARRIS INC. (CRD#:20580) ATLANTA, GA
B
 10/23/2003 - 10/25/2011 SANDERS MORRIS HARRIS INC. (CRD#:20580) ATLANTA, GA
B
 10/09/1992 - 10/31/2003 IFG NETWORK SECURITIES, INC. (CRD#:19948) ATLANTA, GA
B
 05/20/1992 - 04/08/1993 PLANNED INVESTMENTS INC. (CRD#:5066) ATLANTA, GA
B
 11/10/1989 - 06/03/1992 DERAND/PENNINGTON/BASS, INC. (CRD#:4679)
B
 05/03/1988 - 11/15/1989 INTEGRATED RESOURCES EQUITY CORPORATION (CRD#:6403)
B
 05/19/1986 - 05/20/1988 CARNEGIE SECURITIES CORPORATION (CRD#:14871)
B
 02/11/1981 - 04/24/1986 PHOENIX FINANCIAL CORPORATION (CRD#:8340)
FINRA expelled the firm on 11/14/1994
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.