• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
DANIEL STEVENSON SHIRLEY
D STEVE SHIRLEY, DANIEL S SHIRLEY, STEVE SHIRLEY
CRD#: 723576
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 1020 HIGHLAND COLONY PKWY 3RD FL
RIDGELAND, MS 39157
CETERA INVESTMENT SERVICES LLCCRD#: 15340 1020 HIGHLAND COLONY PKWY
RIDGELAND, MS 39157
Registration History
1985199019952000200520102015202020252 FIRMS1981 - 1994 (13 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2021 - Present (4 years)BCETERA INVESTMENT SERVICES LLC (CRD# 15340)2017 - Present (7 years)BSAYBRUS EQUITY SERVICES, INC (CRD# 153319)2013 - 2017 (3 years)BJOHN HANCOCK DISTRIBUTORS LLC (CRD# 5249)2001 - 2013 (11 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1994 - 2002 (7 years)
Disclosure(s)
View By:
6/12/2003
Customer Dispute
Denied
12/11/2002
Customer Dispute
Settled
11/20/2001
Customer Dispute
Settled
License(s)

State Registrations

B
Mississippi 8/15/2017

IA
Mississippi 1/28/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
1020 HIGHLAND COLONY PKWY 3RD FL, RIDGELAND, MS 39157
MADISON, MS
Registered with this firm since 1/28/2021

B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
1020 HIGHLAND COLONY PKWY, RIDGELAND, MS 39157
1015 COWAN ROAD, GULFPORT, MS 39507
Registered with this firm since 7/24/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
B
07/10/2013 - 02/01/2017 SAYBRUS EQUITY SERVICES, INC (CRD#:153319) MADISON, MS
B
11/21/2001 - 04/03/2013 JOHN HANCOCK DISTRIBUTORS LLC (CRD#:5249) BOSTON, MA
B
10/25/1994 - 03/20/2002 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
02/12/1981 - 10/04/1994 EQUICO SECURITIES, INC. (CRD#:6627) NEW YORK, NY
B
02/12/1981 - 10/04/1994 THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (CRD#:4039) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.