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Steven Edward Mims
CRD#: 7235174
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 450 COUNTRY CLUB RD
STE 330
EUGENE, OR 97401
CETERA ADVISOR NETWORKS LLCCRD#: 13572 450 COUNTRY CLUB RD
STE 350
EUGENE, OR 97401
Registration History
202120222023202420252026IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2022 - Present (3 years)BNYLIFE SECURITIES LLC (CRD# 5167)2021 - 2022 (<1 year)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2023 - 2023 (<1 year)
License(s)

State Registrations

B
Arizona 2/4/2025

B
Oregon 4/12/2022

B
Idaho 1/8/2025

IA
Oregon 6/29/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
450 COUNTRY CLUB RD STE 330, EUGENE, OR 97401
Registered with this firm since 6/29/2023

B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
450 COUNTRY CLUB RD STE 350, EUGENE, OR 97401
Registered with this firm since 4/12/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/15/2023 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) EL SEGUNDO, CA
B
09/24/2021 - 04/15/2022 NYLIFE SECURITIES LLC (CRD#:5167) PORTLAND, OR
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.