Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Christopher Daniel Zardus
Chris Zardus, Christopher D Zardus
CRD#: 7233411
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 100 Center Blvd Ste F
Marlton, NJ 08053
Registration History
20202021202220232024202520262 FIRMS2020 - Present (4 years)
License(s)

State Registrations

B
Arizona 8/27/2021
B
New Hampshire 3/24/2022
B
California 2/5/2021
B
New Jersey 9/15/2020
B
Colorado 5/19/2021
IA
New Jersey 9/16/2020
B
Connecticut 11/4/2024
B
New York 2/5/2021
B
Delaware 4/9/2021
B
North Carolina 3/15/2024
B
Florida 4/9/2021
B
Oregon 6/21/2022
IA
Florida 12/2/2021
B
Pennsylvania 2/5/2021
B
Georgia 7/27/2021
B
South Carolina 5/24/2021
B
Hawaii 6/24/2021
B
Tennessee 12/26/2024
B
Illinois 7/26/2021
B
Virginia 1/12/2022
B
Maryland 9/14/2021
B
West Virginia 8/1/2024
B
Massachusetts 4/9/2021
B
Wisconsin 9/7/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
100 Center Blvd Ste F, Marlton, NJ 08053
Haddonfield, NJ
Registered with this firm since 9/16/2020
B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
100 Center Blvd Ste F, Marlton, NJ 08053
Haddonfield, NJ
Registered with this firm since 6/16/2020
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.