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Garrett A Klekota
GARRETT ALAN KLEKOTA, Garrett Klekota
CRD#: 7233157
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 555 CALIFORNIA ST
SAN FRANCISCO, CA 94104
Registration History
20202021202220232024202520262 FIRMS2020 - 2023 (3 years)2 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
Arizona 8/29/2023

B
New Jersey 12/7/2023

B
California 8/23/2023

B
New York 11/28/2023

IA
California 8/23/2023

B
North Carolina 11/9/2023

B
District of Columbia 1/4/2024

B
Ohio 11/11/2023

B
Florida 8/29/2023

B
Oregon 8/29/2023

B
Georgia 11/9/2023

B
Texas 8/29/2023

B
Illinois 11/9/2023

IA
Texas 8/29/2023

B
Nevada 8/29/2023

B
Washington 8/29/2023

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
555 CALIFORNIA ST, SAN FRANCISCO, CA 94104
Registered with this firm since 8/23/2023

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
555 CALIFORNIA ST, SAN FRANCISCO, CA 94104
Registered with this firm since 8/23/2023

Previous Registration(s)
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IA
09/17/2020 - 06/15/2023 EQUITABLE ADVISORS, LLC (CRD#:6627) SAN FRANCISCO, CA
B
05/06/2020 - 06/15/2023 EQUITABLE ADVISORS, LLC (CRD#:6627) SAN FRANCISCO, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.