• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Stefan Hartung
CRD#: 7231742
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 4455 Morena Blvd
Ste 215 & Ste 216
San Diego, CA 92117
Registration History
2021202220232024202520262 FIRMS2021 - Present (4 years)
License(s)

State Registrations

B
California 1/8/2021

IA
California 1/8/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
4455 Morena Blvd Ste 215 & Ste 216, San Diego, CA 92117
Registered with this firm since 1/8/2021

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
4455 Morena Blvd Ste 215 & Ste 216, San Diego, CA 92117
Registered with this firm since 1/7/2021

For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.