Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
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Detailed Report
Registration History
20202021202220232024202520262 FIRMS2020 - Present (4 years)
Disclosure(s)
View By:
1/24/2023
Judgment / Lien
License(s)

State Registrations

B
Colorado 11/23/2020
B
Nebraska 10/5/2020
B
Connecticut 9/29/2021
B
Oklahoma 11/23/2020
B
Illinois 4/20/2021
B
Texas 11/23/2020
B
Kansas 6/22/2020
IA
Texas 11/24/2020
IA
Kansas 6/22/2020
B
Utah 7/16/2021
B
Missouri 11/23/2020
B
Washington 9/20/2023
B
Montana 3/3/2021

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
1911 M STREET, BELLEVILLE, KS 66935
Registered with this firm since 6/22/2020
B
EDWARD JONES (CRD#:250)
1911 M STREET, BELLEVILLE, KS 66935
Registered with this firm since 5/29/2020
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.