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Daniel Borgia
Daniel J Borgia
CRD#: 7230789
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 417 KING STREET
CHAPPAQUA, NY 10514
Registration History
20202021202220232024202520262 FIRMS2020 - Present (4 years)
License(s)

State Registrations

B
Connecticut 11/15/2023

IA
New Jersey 9/4/2020

B
Delaware 11/13/2023

B
New York 9/4/2020

B
Florida 11/15/2023

IA
New York 9/29/2023

B
Massachusetts 8/21/2024

B
Texas 9/4/2020

B
Montana 9/23/2024

IA
Texas 9/4/2020

B
New Jersey 9/4/2020

B
Virginia 11/22/2023

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
417 KING STREET, CHAPPAQUA, NY 10514
480 Bedford Rd, Chappaqua, NY 10514
Registered with this firm since 9/4/2020

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
417 KING STREET, CHAPPAQUA, NY 10514
480 Bedford Rd, Chappaqua, NY 10514
Registered with this firm since 8/3/2020

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.