• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
KEVIN SCOTT KELLOGG
CRD#: 723038
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 4655 Executive Dr Ste 300
San Diego, CA 92121-3123
Registration History
19801985199019952000200520102015202020252 FIRMS2007 - 2010 (3 years)2 FIRMS2010 - Present (14 years)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)1999 - 2007 (8 years)BBA INVESTMENT SERVICES, INC. (CRD# 12965)1996 - 1999 (3 years)BWELLS FARGO SECURITIES INC. (CRD# 17438)1994 - 1996 (2 years)BARAGON FINANCIAL SERVICES, INC. (CRD# 16023)1993 - 1994 (1 year)BGRANT BETTINGEN, INC. (CRD# 16944)1993 - 1993 (<1 year)BSPELMAN & CO., INC. (CRD# 10232)1991 - 1991 (<1 year)BINVESTORS BROKERAGE SERVICES, INC. (CRD# 4257)1990 - 1991 (<1 year)BPAMCO SECURITIES AND INSURANCE... (CRD# 11028)1985 - 1988 (2 years)BGAF FINANCIAL AND INSURANCE SE... (CRD# 14123)1988 - 1988 (<1 year)BGAF FINANCIAL AND INSURANCE SE... (CRD# 14123)1986 - 1987 (1 year)BSTATE BOND SALES CORPORATION (CRD# 932)1983 - 1985 (2 years)BPETERSON, DIEHL & COMPANY, INC. (CRD# 7629)1982 - 1983 (<1 year)BAMERICAN GROWTH FUND SPONSORS,... (CRD# 37)1980 - 1982 (1 year)IABANC OF AMERICA INVESTMENT SER... (CRD# 16361)1998 - 2007 (9 years)
Disclosure(s)
View By:
6/16/2017
Customer Dispute
Settled
4/11/2011
Customer Dispute
Denied
3/30/2004
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 1/29/2015

B
New Jersey 4/22/2019

B
California 10/22/2010

B
New York 3/26/2022

IA
California 10/22/2010

B
North Carolina 5/14/2021

B
Colorado 6/17/2013

B
Ohio 8/9/2013

B
District of Columbia 3/20/2020

B
Oregon 8/21/2018

B
Florida 9/7/2013

B
Pennsylvania 6/30/2023

B
Hawaii 4/15/2020

B
South Carolina 8/24/2016

B
Idaho 6/16/2021

B
Tennessee 2/13/2025

B
Illinois 6/11/2021

B
Texas 5/21/2014

B
Maine 1/29/2015

IA
Texas 5/21/2014

B
Massachusetts 7/13/2021

B
Utah 8/25/2023

B
Michigan 1/12/2022

B
Virginia 5/10/2024

B
Minnesota 12/7/2016

B
Washington 10/22/2010

B
Mississippi 6/29/2016

B
West Virginia 3/9/2021

B
Missouri 1/7/2015

B
Wisconsin 7/11/2022

B
Nevada 4/7/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
4655 Executive Dr Ste 300, San Diego, CA 92121-3123
Oceanside, CA
Registered with this firm since 10/22/2010

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
4655 Executive Dr Ste 300, San Diego, CA 92121-3123
Oceanside, CA
Registered with this firm since 10/22/2010

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/30/2007 - 11/02/2010 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SAN DIEGO, CA
B
11/30/2007 - 11/02/2010 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SAN DIEGO, CA
IA
05/12/1998 - 12/03/2007 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) SAN DIEGO, CA
B
07/12/1999 - 12/03/2007 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) SAN DIEGO, CA
B
07/13/1996 - 07/12/1999 BA INVESTMENT SERVICES, INC. (CRD#:12965) OAKLAND, CA
B
04/21/1994 - 07/09/1996 WELLS FARGO SECURITIES INC. (CRD#:17438) SAN FRANCISCO, CA
B
12/13/1993 - 12/31/1994 ARAGON FINANCIAL SERVICES, INC. (CRD#:16023) IRVINE, CA
B
01/05/1993 - 10/29/1993 GRANT BETTINGEN, INC. (CRD#:16944)
FINRA expelled the firm on 06/25/2018
NEW YORK, NY
B
04/19/1991 - 06/25/1991 SPELMAN & CO., INC. (CRD#:10232) PHOENIX, AZ
B
09/12/1990 - 04/09/1991 INVESTORS BROKERAGE SERVICES, INC. (CRD#:4257) ELGIN, IL
B
11/26/1985 - 05/20/1988 PAMCO SECURITIES AND INSURANCE SERVICES (CRD#:11028)
B
02/19/1988 - 05/19/1988 GAF FINANCIAL AND INSURANCE SERVICES (CRD#:14123)
B
01/07/1986 - 08/15/1987 GAF FINANCIAL AND INSURANCE SERVICES (CRD#:14123)
B
08/02/1983 - 12/06/1985 STATE BOND SALES CORPORATION (CRD#:932)
B
08/12/1982 - 07/01/1983 PETERSON, DIEHL & COMPANY, INC. (CRD#:7629)
B
12/22/1980 - 04/02/1982 AMERICAN GROWTH FUND SPONSORS, INC. (CRD#:37)
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.