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Hope Ann Bennett-Brown
Hope Bennett-Brown
CRD#: 7230371
IA
Investment Adviser
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Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 9 PARK CENTER DR
SACRAMENTO, CA 95825
Registration History
20202021202220232024202520262 FIRMS2020 - 2021 (1 year)2 FIRMS2021 - Present (3 years)
License(s)

State Registrations

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Arizona 3/24/2021

B
Nevada 2/22/2021

B
California 3/24/2021

B
Oregon 3/24/2021

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California 6/7/2024

B
Texas 3/24/2021

B
Connecticut 4/26/2022

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Texas 3/30/2021

B
Florida 3/24/2021

B
Washington 9/14/2023

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
9 PARK CENTER DR, SACRAMENTO, CA 95825
Registered with this firm since 3/2/2021

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
9 PARK CENTER DR, SACRAMENTO, CA 95825
Registered with this firm since 2/22/2021

Previous Registration(s)
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05/13/2020 - 02/15/2021 EQUITABLE ADVISORS, LLC (CRD#:6627) FOLSOM, CA
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02/25/2020 - 02/15/2021 EQUITABLE ADVISORS, LLC (CRD#:6627) FOLSOM, CA
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.