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Detailed Report
Brendan Kube
CRD#: 7228576
IA
Investment Adviser
B
Broker
PGIM INVESTMENTS LLCCRD#: 105670 655 BROAD STREET
NEWARK, NJ 07102
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLCCRD#: 18353 655 Broad Street
NEWARK, NJ 07102
Registration History
JulOct2023AprJulOct2024AprJulOct2025AprJulOct2026Apr2 FIRMS2024 - 2024 (<1 year)2 FIRMS2024 - Present (1 year)BCETERA ADVISORS LLC (CRD# 10299)2023 - 2024 (<1 year)
License(s)

State Registrations

B
Alabama 4/8/2024
B
Montana 4/8/2024
B
Alaska 4/8/2024
B
Nebraska 4/8/2024
B
Arizona 4/8/2024
B
Nevada 4/8/2024
B
Arkansas 4/8/2024
B
New Hampshire 4/8/2024
B
California 4/8/2024
B
New Jersey 4/8/2024
B
Colorado 4/8/2024
IA
New Jersey 4/25/2024
B
Connecticut 4/8/2024
B
New Mexico 4/8/2024
B
Delaware 4/8/2024
B
New York 4/8/2024
B
District of Columbia 4/8/2024
B
North Carolina 4/8/2024
B
Florida 4/8/2024
B
North Dakota 4/8/2024
B
Georgia 4/8/2024
B
Ohio 4/8/2024
B
Hawaii 4/8/2024
B
Oklahoma 4/8/2024
B
Idaho 4/8/2024
B
Oregon 4/8/2024
B
Illinois 4/8/2024
B
Pennsylvania 4/8/2024
B
Indiana 4/8/2024
B
Rhode Island 4/8/2024
B
Iowa 4/8/2024
B
South Carolina 4/8/2024
B
Kansas 4/8/2024
B
South Dakota 4/8/2024
B
Kentucky 4/8/2024
B
Tennessee 4/8/2024
B
Louisiana 4/8/2024
B
Texas 4/8/2024
B
Maine 4/8/2024
B
Utah 4/8/2024
B
Maryland 4/8/2024
B
Vermont 4/8/2024
B
Massachusetts 4/8/2024
B
Virginia 4/8/2024
B
Michigan 4/8/2024
B
Washington 4/8/2024
B
Minnesota 4/8/2024
B
West Virginia 4/8/2024
B
Mississippi 4/8/2024
B
Wisconsin 4/8/2024
B
Missouri 4/8/2024
B
Wyoming 4/8/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PGIM INVESTMENTS LLC (CRD#:105670)
655 BROAD STREET, NEWARK, NJ 07102
Registered with this firm since 4/25/2024
B
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (CRD#:18353)
655 Broad Street, NEWARK, NJ 07102
Belford, NJ
Registered with this firm since 4/8/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/21/2024 - 03/26/2024 CETERA INVESTMENT ADVISERS LLC (CRD#:105644) EATONTOWN, NJ
B
 04/03/2023 - 03/26/2024 CETERA ADVISORS LLC (CRD#:10299) EATONTOWN, NJ
IA
 01/22/2024 - 03/21/2024 CETERA ADVISORS LLC (CRD#:10299) EATONTOWN, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.