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Detailed Report
PAYTON DRAKE MURPHY
PAYTON MURPHY
CRD#: 7228133
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 2845 Old Milton Pkwy
Alpharetta, GA 30009
Registration History
20202021202220232024202520262 FIRMS2022 - 2023 (1 year)2 FIRMS2020 - Present (4 years)IATD AMERITRADE, INC. (CRD# 7870)2022 - 2022 (<1 year)
License(s)

State Registrations

B
Arizona 9/19/2024
B
Illinois 2/28/2024
B
California 2/28/2024
B
Massachusetts 9/15/2022
B
Colorado 2/28/2024
B
Missouri 9/15/2022
B
District of Columbia 2/28/2024
B
New York 2/28/2024
B
Florida 2/28/2024
B
South Carolina 2/28/2024
B
Georgia 1/5/2021
B
Texas 2/28/2024
IA
Georgia 6/13/2022
B
Washington 2/28/2024
B
Idaho 9/19/2024

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
2845 Old Milton Pkwy, Alpharetta, GA 30009
Registered with this firm since 12/8/2020
B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
2845 Old Milton Pkwy, Alpharetta, GA 30009
Registered with this firm since 11/6/2020
Previous Registration(s)
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B
 06/11/2022 - 12/31/2023 TD AMERITRADE, INC. (CRD#:7870) Alpharetta, GA
IA
 06/13/2022 - 09/07/2023 TD AMERITRADE INVESTMENT MANAGEMENT, LLC (CRD#:111514) Alpharetta, GA
IA
 06/13/2022 - 10/14/2022 TD AMERITRADE, INC. (CRD#:7870) Alpharetta, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.