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GREGORY BRUCE MCLEAN
CRD#: 722787
IA
B
EMPIRE RETIREMENT PLANS, LLCCRD#: 334783 130 LOMOND CT
UTICA, NY 13502
UTICA, NY 13502
OSAIC WEALTH, INC.CRD#: 23131 LOMOND PLACE OFFICE PARK
130 LOMOND COURT
UTICA, NY 13502
130 LOMOND COURT
UTICA, NY 13502
0
Disclosures
44
Years of Experience
View By:
State Registrations
B
Alabama 11/14/2024
B
New Hampshire 11/14/2024
B
Arizona 2/12/1998
B
New Jersey 11/19/1989
B
California 12/1/2008
B
New York 11/19/1989
B
Colorado 6/6/2001
IA
New York 4/26/2021
B
Connecticut 11/19/1989
B
North Carolina 11/13/1996
B
Delaware 10/21/2024
IA
North Carolina 6/21/2023
B
Florida 11/19/1989
B
Pennsylvania 9/8/1997
IA
Florida 6/21/2023
B
South Carolina 11/17/2005
B
Georgia 2/4/1998
B
Tennessee 4/11/2025
B
Idaho 10/3/2017
B
Texas 4/13/2010
B
Maryland 11/14/2024
B
Vermont 11/14/2024
B
Massachusetts 2/9/1998
B
Virginia 3/26/1998
B
Nevada 5/31/2024
SRO Registrations
B
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IA
Registered with this firm since 3/26/2025
IA
Registered with this firm since 4/26/2021
IA
Registered with this firm since 3/14/2011
B
Registered with this firm since 11/19/1989
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 03/16/1988 - 11/19/1989 | ||
B | 06/06/1983 - 03/22/1988 | ||
B | 01/19/1981 - 06/03/1983 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.