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James Leonard Burgett
Jim Burgett
CRD#: 7227501
IA
B
THE AMERIFLEX GROUPCRD#: 305585 2355 E. Camelback Road
Suite 501
Phoenix, AZ 85016
Suite 501
Phoenix, AZ 85016
OSAIC WEALTH, INC.CRD#: 23131 7720 N 16TH STREET
SUITE 350
PHOENIX, AZ 85020
SUITE 350
PHOENIX, AZ 85020
0
Disclosures
4
Years of Experience
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State Registrations
IA
Arizona 11/7/2022
B
Arizona 9/1/2023
SRO Registrations
B
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IA
Registered with this firm since 11/7/2022
B
Registered with this firm since 9/1/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 11/07/2022 - 09/01/2023 | PHOENIX, AZ | |
IA | 01/07/2021 - 11/10/2022 | PHOENIX, AZ | |
B | 08/07/2020 - 11/10/2022 | PHOENIX, AZ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.