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Detailed Report
Austin Scott Tharp
CRD#: 7226410
IA
Investment Adviser
AVENTAIL WEALTH MANAGEMENT, LLCCRD#: 282467 353 AVENUE C SOUTHWEST
WINTER HAVEN, FL 33880
Registration History
202120222023202420252026IAAVENTAIL WEALTH MANAGEMENT, LLC (CRD# 282467)2021 - Present (4 years)
License(s)

State Registrations

IA
Florida 1/20/2021
Current Registration(s)
IA
AVENTAIL WEALTH MANAGEMENT, LLC (CRD#:282467)
353 AVENUE C SOUTHWEST, WINTER HAVEN, FL 33880
Registered with this firm since 1/20/2021
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.