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KEVIN EUGENE KELLY
CRD#: 722461
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 100 OVERLOOK CENTER
SUITE 303
PRINCETON, NJ 08540
Registration History
1985199019952000200520102015202020252 FIRMS2009 - 2010 (1 year)2 FIRMS2010 - Present (14 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1993 - 2009 (15 years)BLEHMAN BROTHERS INC. (CRD# 7506)1993 - 1993 (<1 year)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1987 - 1993 (5 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2002 - 2009 (7 years)
Disclosure(s)
View By:
11/23/1982
Employment Separation After Allegations
License(s)

State Registrations

B
California 10/26/2016

IA
New Jersey 7/23/2010

B
Colorado 9/8/2015

B
New York 7/10/2020

B
Connecticut 7/13/2022

B
North Carolina 7/14/2022

B
Delaware 7/13/2022

B
Ohio 7/19/2022

B
District of Columbia 7/19/2022

B
Pennsylvania 7/23/2010

B
Florida 1/12/2015

B
South Carolina 7/23/2010

IA
Florida 5/10/2016

B
Tennessee 9/13/2023

B
Maine 7/15/2022

B
Texas 1/5/2023

B
Maryland 7/27/2010

IA
Texas 1/9/2023

B
Massachusetts 7/14/2022

B
Virginia 7/14/2022

B
Michigan 7/15/2022

B
Washington 7/20/2022

B
New Hampshire 7/21/2022

B
West Virginia 1/12/2023

B
New Jersey 7/23/2010

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
100 OVERLOOK CENTER SUITE 303, PRINCETON, NJ 08540
Lakewood Ranch, FL
Registered with this firm since 7/23/2010

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
100 OVERLOOK CENTER SUITE 303, PRINCETON, NJ 08540
Lakewood Ranch, FL
Registered with this firm since 7/23/2010

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/01/2009 - 08/09/2010 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) BEDMINSTER, NJ
B
06/01/2009 - 08/09/2010 MORGAN STANLEY SMITH BARNEY (CRD#:149777) BEDMINSTER, NJ
IA
05/31/2002 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BEDMINSTER, NJ
B
07/31/1993 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BEDMINSTER, NJ
B
06/23/1993 - 07/31/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
B
08/22/1987 - 06/09/1993 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.