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PETER JOSEPH FARINA
CRD#: 722449
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 CHICAGO, IL
Registration History
1985199019952000200520102015202020252 FIRMS2004 - 2005 (1 year)2 FIRMS2006 - 2008 (2 years)IAOSAIC WEALTH, INC. (CRD# 23131)2025 - Present (<1 year)BOSAIC WEALTH, INC. (CRD# 23131)2023 - Present (1 year)BSAGEPOINT FINANCIAL, INC. (CRD# 133763)2013 - 2023 (10 years)BWILLIAM R. HOUGH & CO. (CRD# 2235)1991 - 2004 (12 years)BCHASE SECURITIES, INC. (CRD# 10793)1987 - 1991 (3 years)BE. F. HUTTON & COMPANY INC (CRD# 235)1982 - 1987 (4 years)BDONALDSON, LUFKIN & JENRETTE S... (CRD# 7560)1981 - 1982 (1 year)IAPAYANT WEALTH MANAGEMENT GROUP (CRD# 134854)2013 - 2024 (10 years)IAWILLIAM R. HOUGH & CO., INC (CRD# 2235)1992 - 2004 (11 years)
License(s)

State Registrations

B
Florida 9/1/2023

IA
Illinois 1/2/2025

IA
Florida 1/3/2025

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
CHICAGO, IL
Registered with this firm since 1/2/2025

B
OSAIC WEALTH, INC. (CRD#:23131)
CHICAGO, IL
Registered with this firm since 9/1/2023

Previous Registration(s)
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IA
10/07/2013 - 02/14/2024 PAYANT WEALTH MANAGEMENT GROUP (CRD#:134854) SUN CITY CENTER, FL
B
08/15/2013 - 09/01/2023 SAGEPOINT FINANCIAL, INC. (CRD#:133763) CHICAGO, IL
IA
03/27/2006 - 04/28/2008 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) SUN CITY CENTER, FL
B
03/09/2006 - 04/28/2008 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) SUN CITY CENTER, FL
IA
02/27/2004 - 11/21/2005 RBC DAIN RAUSCHER INC. (CRD#:31194) ST. PETERSBURG, FL
B
02/27/2004 - 11/21/2005 RBC DAIN RAUSCHER INC. (CRD#:31194) NEW YORK, NY
IA
11/24/1992 - 02/27/2004 WILLIAM R. HOUGH & CO., INC (CRD#:2235) ST. PETERSBURG, FL
B
05/28/1991 - 02/27/2004 WILLIAM R. HOUGH & CO. (CRD#:2235) ST. PETERSBURG, FL
B
06/11/1987 - 05/10/1991 CHASE SECURITIES, INC. (CRD#:10793) NEW YORK, MD
B
03/25/1982 - 02/27/1987 E. F. HUTTON & COMPANY INC (CRD#:235)
B
01/19/1981 - 02/14/1982 DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (CRD#:7560)
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B
Broker
IA
Investment Adviser
Disclosures
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