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Roberto Jose Aguayo
Roberto Aguayo
CRD#: 7222389
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 3825 PGA BLVD
8TH AND 9TH FLOOR
PALM BEACH GARDENS, FL 33410
Registration History
20202021202220232024202520262 FIRMS2020 - 2021 (<1 year)2 FIRMS2022 - Present (2 years)
License(s)

State Registrations

B
Alabama 4/28/2022

B
Nebraska 4/28/2022

B
Alaska 4/28/2022

B
Nevada 4/28/2022

B
Arizona 4/28/2022

B
New Hampshire 4/28/2022

B
Arkansas 4/28/2022

B
New Jersey 4/28/2022

B
California 4/28/2022

B
New Mexico 4/28/2022

B
Colorado 4/28/2022

B
New York 4/28/2022

B
Connecticut 4/28/2022

B
North Carolina 4/28/2022

B
Delaware 4/28/2022

B
North Dakota 4/28/2022

B
District of Columbia 4/28/2022

B
Ohio 4/28/2022

B
Florida 4/28/2022

B
Oklahoma 4/28/2022

IA
Florida 5/16/2022

B
Oregon 4/28/2022

B
Georgia 4/28/2022

B
Pennsylvania 4/28/2022

B
Hawaii 4/28/2022

B
Puerto Rico 4/28/2022

B
Idaho 4/28/2022

B
Rhode Island 4/28/2022

B
Illinois 4/28/2022

B
South Carolina 4/28/2022

B
Indiana 4/28/2022

B
South Dakota 4/28/2022

B
Iowa 4/28/2022

B
Tennessee 4/28/2022

B
Kansas 4/28/2022

B
Texas 4/28/2022

B
Kentucky 4/28/2022

IA
Texas 11/17/2022

B
Louisiana 4/28/2022

B
Utah 4/28/2022

B
Maine 4/28/2022

B
Vermont 4/28/2022

B
Maryland 4/28/2022

B
Virgin Islands 4/28/2022

B
Massachusetts 4/28/2022

B
Virginia 4/28/2022

B
Michigan 4/28/2022

B
Washington 4/28/2022

B
Minnesota 4/28/2022

B
West Virginia 4/28/2022

B
Mississippi 4/28/2022

B
Wisconsin 4/28/2022

B
Missouri 4/28/2022

B
Wyoming 4/28/2022

B
Montana 4/28/2022

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
3825 PGA BLVD 8TH AND 9TH FLOOR, PALM BEACH GARDENS, FL 33410
Palm Beach Gardens, FL
Registered with this firm since 5/16/2022

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
3825 PGA BLVD 8TH AND 9TH FLOOR, PALM BEACH GARDENS, FL 33410
Palm Beach Gardens, FL
Registered with this firm since 4/28/2022

Previous Registration(s)
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IA
12/02/2020 - 05/28/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BOCA RATON, FL
B
10/30/2020 - 05/28/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BOCA RATON, FL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.