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Gregory Carl Hatzinger Jr
Gregory Carl Hatzinger
CRD#: 7221431
IA
B
EDWARD JONESCRD#: 250 118 S MAIN ST
JEFFERSON, WI 53549
JEFFERSON, WI 53549
0
Disclosures
4
Years of Experience
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State Registrations
B
California 9/25/2024
B
Nevada 3/29/2023
B
Colorado 1/6/2021
B
New Mexico 1/6/2021
B
Florida 1/6/2021
B
North Carolina 1/3/2022
B
Georgia 3/29/2023
B
South Carolina 3/29/2023
B
Illinois 1/6/2021
B
Texas 10/25/2024
B
Maryland 5/19/2022
IA
Texas 11/1/2024
B
Minnesota 12/7/2021
B
Virginia 3/5/2024
B
Missouri 7/14/2020
B
Wisconsin 7/13/2020
IA
Missouri 7/14/2020
IA
Wisconsin 11/19/2020
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 7/14/2020
B
Registered with this firm since 5/13/2020
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.