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Detailed Report
MARVIN RUDOLPH SOUCHEK MR
MARVIN RUDOLPH SOUCHEK
CRD#: 721974
IA
Investment Adviser
B
Broker
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.CRD#: 134139 770 NORTH COTNER BLVD
STE 300
LINCOLN, NE 68505
CAMBRIDGE INVESTMENT RESEARCH, INC.CRD#: 39543 770 NORTH COTNER BLVD
STE 300
LINCOLN, NE 68505
Registration History
1985199019952000200520102015202020252 FIRMS2003 - 2009 (5 years)2 FIRMS2009 - Present (15 years)BPRINCOR FINANCIAL SERVICES COR... (CRD# 1137)1987 - 2003 (15 years)BTHE PRUDENTIAL INSURANCE COMPA... (CRD# 680)1981 - 1991 (10 years)BPRUCO SECURITIES CORPORATION (CRD# 5685)1982 - 1987 (5 years)IAPRINCOR FINANCIAL SERVICES COR... (CRD# 1137)2001 - 2003 (2 years)
Disclosure(s)
View By:
2/15/1984
Regulatory
Final
License(s)

State Registrations

B
Arizona 8/25/2009
IA
Nebraska 8/28/2009
B
California 11/20/2019
B
South Dakota 10/24/2024
B
Colorado 8/25/2009
B
Texas 6/2/2018
B
Iowa 8/25/2009
IA
Texas 6/2/2018
B
Kansas 8/25/2009
B
Virginia 10/8/2010
B
Nebraska 8/25/2009

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139)
770 NORTH COTNER BLVD STE 300, LINCOLN, NE 68505
Registered with this firm since 8/28/2009
B
CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543)
770 NORTH COTNER BLVD STE 300, LINCOLN, NE 68505
Registered with this firm since 8/25/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/03/2003 - 08/26/2009 MUTUAL SERVICE CORPORATION (CRD#:4806) LINCOLN, NE
B
 09/22/2003 - 08/26/2009 MUTUAL SERVICE CORPORATION (CRD#:4806) LINCOLN, NE
IA
 04/18/2001 - 09/25/2003 PRINCOR FINANCIAL SERVICES CORPORATION (CRD#:1137) LINCOLN, NE
B
 12/15/1987 - 09/25/2003 PRINCOR FINANCIAL SERVICES CORPORATION (CRD#:1137) DES MOINES, IA
B
 01/05/1981 - 10/25/1991 THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (CRD#:680)
B
 02/18/1982 - 10/16/1987 PRUCO SECURITIES CORPORATION (CRD#:5685)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.