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Detailed Report
KENNETH E DAVIS
KENNETH EDWIN DAVIS, Ken Davis
CRD#: 721884
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 160 GOULD STREET
SUITE 310
NEEDHAM, MA 02494
Registration History
198519901995200020052010201520202025IAPARK AVENUE SECURITIES LLC (CRD# 46173)2006 - Present (19 years)BPARK AVENUE SECURITIES LLC (CRD# 46173)1999 - Present (25 years)BGUARDIAN INVESTOR SERVICES COR... (CRD# 6635)1982 - 1999 (16 years)BGUARDIAN INVESTOR SERVICES COR... (CRD# 6635)1981 - 1999 (18 years)BCOMMONWEALTH EQUITY SERVICES, INC. (CRD# 8032)1982 - 1990 (7 years)
License(s)

State Registrations

B
Colorado 5/3/1999
IA
New Hampshire 1/7/2023
B
Florida 10/21/2008
B
New York 5/3/1999
B
Massachusetts 5/3/1999
B
Rhode Island 2/2/2023
IA
Massachusetts 3/15/2006
B
Texas 9/24/2021
B
New Hampshire 3/27/2020
B
Virginia 12/6/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
160 GOULD STREET SUITE 310, NEEDHAM, MA 02494
Registered with this firm since 3/15/2006
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
160 GOULD STREET SUITE 310, NEEDHAM, MA 02494
Registered with this firm since 5/3/1999
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 10/05/1982 - 05/03/1999 GUARDIAN INVESTOR SERVICES CORPORATION (CRD#:6635)
B
 01/16/1981 - 05/03/1999 GUARDIAN INVESTOR SERVICES CORPORATION (CRD#:6635) NEW YORK, NY
B
 04/06/1982 - 01/10/1990 COMMONWEALTH EQUITY SERVICES, INC. (CRD#:8032) WALTHAM, MA
For additional information about investment advisers or broker-dealers, please visit
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.