Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
RACHEL LAUREN YELLEY
Rachel Lauren Ericson
CRD#: 7218154
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 6005 PLUMAS ST STE 200
RENO, NV 89519
Registration History
20202021202220232024202520262 FIRMS2020 - 2023 (3 years)2 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
Alaska 11/21/2023
B
Nevada 10/20/2023
B
Arizona 10/20/2023
IA
Nevada 10/20/2023
B
Arkansas 11/21/2023
B
New Mexico 11/21/2023
B
California 10/20/2023
B
New York 11/21/2023
B
Colorado 11/21/2023
B
North Carolina 11/21/2023
B
District of Columbia 2/16/2024
B
Ohio 10/20/2023
B
Florida 10/20/2023
B
Oregon 10/20/2023
B
Hawaii 11/21/2023
B
South Carolina 11/21/2023
B
Idaho 11/21/2023
B
South Dakota 11/21/2023
B
Kansas 11/21/2023
B
Tennessee 11/21/2023
B
Maine 11/21/2023
B
Texas 10/20/2023
B
Massachusetts 11/21/2023
IA
Texas 10/20/2023
B
Minnesota 11/21/2023
B
Utah 10/20/2023
B
Missouri 11/21/2023
B
Virginia 10/20/2023
B
Montana 10/20/2023
B
Washington 10/20/2023
B
Nebraska 11/21/2023
B
Wisconsin 11/21/2023

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Texas, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
6005 PLUMAS ST STE 200, RENO, NV 89519
Registered with this firm since 10/20/2023
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
6005 PLUMAS ST STE 200, RENO, NV 89519
Registered with this firm since 10/20/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/12/2020 - 10/23/2023 EDWARD JONES (CRD#:250) RENO, NV
B
 05/06/2020 - 10/23/2023 EDWARD JONES (CRD#:250) RENO, NV
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.