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Samantha Foglia
Samantha I Foglia, Samantha Isabel Foglia
CRD#: 7217981
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 200 S BISCAYNE BLVD
MIAMI, FL 33131
Registration History
2021202220232024202520262 FIRMS2021 - 2022 (1 year)2 FIRMS2022 - Present (2 years)
License(s)

State Registrations

B
Alaska 2/15/2023

B
Missouri 9/14/2022

B
Arizona 9/14/2022

B
New Jersey 9/14/2022

B
California 9/14/2022

B
New York 9/13/2022

B
Colorado 9/14/2022

B
North Carolina 9/14/2022

B
Connecticut 9/14/2022

B
Ohio 9/14/2022

B
Delaware 9/14/2022

B
Oklahoma 5/7/2024

B
District of Columbia 9/14/2022

B
Oregon 9/14/2022

B
Florida 9/14/2022

B
Pennsylvania 9/14/2022

IA
Florida 6/12/2024

B
Rhode Island 9/14/2022

B
Georgia 9/14/2022

B
South Carolina 9/14/2022

B
Iowa 5/7/2024

B
Texas 9/14/2022

B
Kansas 5/7/2024

IA
Texas 9/14/2022

B
Maine 9/14/2022

B
Vermont 9/14/2022

B
Maryland 9/14/2022

B
Virginia 9/14/2022

B
Massachusetts 9/14/2022

B
Wyoming 9/15/2022

B
Michigan 9/14/2022

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
200 S BISCAYNE BLVD, MIAMI, FL 33131
Registered with this firm since 9/13/2022

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
200 S BISCAYNE BLVD, MIAMI, FL 33131
Registered with this firm since 9/13/2022

Previous Registration(s)
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IA
09/22/2021 - 07/05/2022 MORGAN STANLEY (CRD#:149777) New York, NY
B
07/17/2021 - 07/05/2022 MORGAN STANLEY (CRD#:149777) New York, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.