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Wayne Martin
Wayne A Martin, Wayne Allen Martin III, Wayne Allen Martin
CRD#: 7217937
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 2445 W KETTLEMAN LN
LODI, CA 95242
Registration History
2021202220232024202520262 FIRMS2021 - 2023 (2 years)2 FIRMS2023 - Present (1 year)
License(s)

State Registrations

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California 10/10/2023

B
Tennessee 5/1/2024

IA
California 10/10/2023

B
Texas 10/10/2023

B
North Carolina 10/10/2023

IA
Texas 10/10/2023

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
2445 W KETTLEMAN LN, LODI, CA 95242
Registered with this firm since 10/10/2023

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
2445 W KETTLEMAN LN, LODI, CA 95242
Registered with this firm since 10/10/2023

Previous Registration(s)
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IA
04/12/2021 - 10/09/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SACRAMENTO, CA
B
03/13/2021 - 10/09/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SACRAMENTO, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.