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Craig Gordon Johnson
CRD#: 721657
IA
Investment Adviser
B
Broker
WESTERN INTERNATIONAL SECURITIESCRD#: 39262 2555 Townsgate Rd.
Ste. 300
Westlake Village, CA 91361
Registration History
19801985199019952000200520102015202020252 FIRMS2009 - 2012 (3 years)2 FIRMS2012 - 2015 (2 years)2 FIRMS2015 - Present (9 years)BWAMU INVESTMENTS, INC. (CRD# 599)2001 - 2009 (7 years)BWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2001 - 2001 (<1 year)BWELLS FARGO SECURITIES INC. (CRD# 17438)1993 - 2001 (7 years)BMARKETING ONE SECURITIES, INC. (CRD# 16611)1993 - 1993 (<1 year)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1983 - 1993 (9 years)BE. F. HUTTON & COMPANY INC (CRD# 235)1980 - 1983 (3 years)IAWAMU INVESTMENTS, INC. (CRD# 599)2006 - 2009 (3 years)
Disclosure(s)
View By:
5/23/2023
Customer Dispute
Settled
3/10/2015
Employment Separation After Allegations
8/30/2011
Customer Dispute
Settled
11/21/2001
Customer Dispute
Denied
8/2/2000
Customer Dispute
Settled
1/9/1997
Customer Dispute
Settled
10/21/1993
Customer Dispute
Settled
10/21/1993
Customer Dispute
Settled
10/21/1993
Customer Dispute
Settled
10/21/1993
Customer Dispute
Settled
8/24/1993
Customer Dispute
Settled
2/19/1993
Customer Dispute
Settled
1/1/1993
Customer Dispute
Settled
12/15/1992
Customer Dispute
Settled
7/7/1992
Customer Dispute
Settled
License(s)

State Registrations

B
California 3/16/2015

IA
Florida 10/6/2015

IA
California 3/16/2015

B
Texas 11/16/2022

B
Florida 10/6/2015

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WESTERN INTERNATIONAL SECURITIES (CRD#:39262)
2555 Townsgate Rd. Ste. 300, Westlake Village, CA 91361
Registered with this firm since 3/16/2015

B
WESTERN INTERNATIONAL SECURITIES, INC. (CRD#:39262)
2555 Townsgate Rd. Ste. 300, Westlake Village, CA 91361
Registered with this firm since 3/13/2015

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/01/2012 - 03/27/2015 J.P. MORGAN SECURITIES LLC (CRD#:79) SANTA BARBARA, CA
B
10/01/2012 - 03/27/2015 J.P. MORGAN SECURITIES LLC (CRD#:79) SANTA BARBARA, CA
IA
05/02/2009 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) SANTA BARBARA, CA
B
05/02/2009 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) SANTA BARBARA, CA
IA
02/22/2006 - 05/02/2009 WAMU INVESTMENTS, INC. (CRD#:599) GOLETA, CA
B
09/24/2001 - 05/02/2009 WAMU INVESTMENTS, INC. (CRD#:599) GOLETA, CA
B
05/02/2001 - 09/18/2001 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SAN FRANCISCO, CA
B
11/19/1993 - 05/02/2001 WELLS FARGO SECURITIES INC. (CRD#:17438) SAN FRANCISCO, CA
B
05/12/1993 - 11/19/1993 MARKETING ONE SECURITIES, INC. (CRD#:16611) PORTLAND, OR
B
12/12/1983 - 05/04/1993 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
12/22/1980 - 12/09/1983 E. F. HUTTON & COMPANY INC (CRD#:235)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.