View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
th hidden text | th hidden text | Name | Location |
---|---|---|---|
IA | 10/01/2012 - 03/27/2015 | SANTA BARBARA, CA | |
B | 10/01/2012 - 03/27/2015 | SANTA BARBARA, CA | |
IA | 05/02/2009 - 10/01/2012 | SANTA BARBARA, CA | |
B | 05/02/2009 - 10/01/2012 | SANTA BARBARA, CA | |
IA | 02/22/2006 - 05/02/2009 | GOLETA, CA | |
B | 09/24/2001 - 05/02/2009 | GOLETA, CA | |
B | 05/02/2001 - 09/18/2001 | SAN FRANCISCO, CA | |
B | 11/19/1993 - 05/02/2001 | SAN FRANCISCO, CA | |
B | 05/12/1993 - 11/19/1993 | PORTLAND, OR | |
B | 12/12/1983 - 05/04/1993 | NEW YORK, NY | |
B | 12/22/1980 - 12/09/1983 |