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Junjie Wu
Kingsley Wu
CRD#: 7216051
IA
Investment Adviser
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Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 5500 GEARY BLVD
SAN FRANCISCO, CA 94121
Registration History
2021202220232024202520262 FIRMS2023 - 2024 (1 year)2 FIRMS2024 - Present (<1 year)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2021 - 2023 (1 year)
License(s)

State Registrations

B
Arizona 5/14/2024

B
Nevada 5/14/2024

B
California 5/6/2024

B
Oregon 5/14/2024

IA
California 5/6/2024

B
Texas 5/14/2024

B
Florida 5/14/2024

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Texas 5/15/2024

B
Maryland 8/27/2024

B
Washington 5/14/2024

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
5500 GEARY BLVD, SAN FRANCISCO, CA 94121
Registered with this firm since 5/6/2024

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
5500 GEARY BLVD, SAN FRANCISCO, CA 94121
Registered with this firm since 5/6/2024

Previous Registration(s)
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10/12/2023 - 04/30/2024 UBS FINANCIAL SERVICES INC. (CRD#:8174) SAN FRANCISCO, CA
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04/04/2023 - 04/30/2024 UBS FINANCIAL SERVICES INC. (CRD#:8174) SAN FRANCISCO, CA
B
05/06/2021 - 03/23/2023 J.P. MORGAN SECURITIES LLC (CRD#:79) SAN FRANCISCO, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.