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RICHARD MCGAUGHEY
RICHARD BARRY MCGAUGHEY
CRD#: 7215729
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 200 TECHNOLOGY SQUARE
CAMBRIDGE, MA 02139-3578
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 200 TECHNOLOGY SQUARE
CAMBRIDGE, MA 02139
Registration History
202220232024202520262 FIRMS2022 - 2023 (1 year)2 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
California 8/8/2023

B
Minnesota 11/21/2023

B
Colorado 12/6/2024

B
New Hampshire 8/8/2023

B
Connecticut 8/8/2023

B
New Jersey 8/8/2023

B
Delaware 1/24/2025

B
New York 8/8/2023

B
District of Columbia 1/9/2025

B
Oregon 6/12/2024

B
Florida 8/8/2023

B
Rhode Island 8/8/2023

B
Illinois 8/8/2023

B
Texas 8/8/2023

B
Maine 8/8/2023

IA
Texas 8/18/2023

B
Massachusetts 8/2/2023

B
Vermont 8/8/2023

IA
Massachusetts 8/16/2023

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
200 TECHNOLOGY SQUARE, CAMBRIDGE, MA 02139-3578
Registered with this firm since 8/16/2023

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
200 TECHNOLOGY SQUARE, CAMBRIDGE, MA 02139
BOSTON, MA
Registered with this firm since 8/2/2023

Previous Registration(s)
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IA
03/31/2022 - 06/26/2023 CHARLES SCHWAB & CO., INC. (CRD#:5393) Boston, MA
B
01/19/2022 - 06/26/2023 CHARLES SCHWAB & CO., INC. (CRD#:5393) Boston, MA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.