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Detailed Report
CHRISTOPHER MATTHEWS MOFFAT
CHRISTOPHER MOFFAT
CRD#: 7215321
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 7900 MOORSBRIDGE RD
PORTAGE, MI 49024
Registration History
20202021202220232024202520262 FIRMS2020 - Present (5 years)
License(s)

State Registrations

B
Arizona 11/6/2024
IA
Michigan 3/16/2020
B
Arkansas 5/20/2020
B
Minnesota 11/6/2024
B
California 5/20/2020
B
Missouri 11/6/2024
B
Colorado 9/22/2021
B
Nebraska 5/1/2024
B
Connecticut 6/5/2023
B
Nevada 11/6/2024
B
Delaware 11/6/2024
B
New Jersey 11/6/2024
B
District of Columbia 11/6/2024
B
New York 5/20/2020
B
Florida 5/20/2020
B
North Carolina 9/20/2024
B
Georgia 11/6/2024
B
Ohio 5/21/2020
B
Idaho 11/6/2024
B
Oklahoma 9/19/2023
B
Illinois 5/20/2020
B
Pennsylvania 5/20/2020
B
Indiana 5/20/2020
B
South Carolina 5/20/2020
B
Iowa 11/6/2024
B
Tennessee 11/6/2024
B
Kansas 11/6/2024
B
Texas 9/17/2020
B
Kentucky 11/6/2024
IA
Texas 9/17/2020
B
Louisiana 5/20/2020
B
Utah 9/10/2024
B
Maine 11/6/2024
B
Vermont 11/6/2024
B
Maryland 11/6/2024
B
Virginia 5/20/2020
B
Massachusetts 11/6/2024
B
Washington 11/6/2024
B
Michigan 3/16/2020
B
Wisconsin 11/6/2024

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
7900 MOORSBRIDGE RD, PORTAGE, MI 49024
Registered with this firm since 3/16/2020
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
7900 MOORSBRIDGE RD, PORTAGE, MI 49024
Registered with this firm since 2/20/2020
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.